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Trade Fields
Trdate - Date that the insider made the trade
Repdate - Date the report was published by the OSC or BCSC
Tp - Transaction type - 2 digit code indicating the nature of the
transaction
Reln - A 4-digit code for insider-issuer relationship
Shares - Number of securities acquired or disposed of by the
insider. A sell is shown as negative.
Price - The reported transaction price per security
Holdings - The reported holdings of the insider after the
transaction
Security - Full security name
Relation - Name of related entity/person eg RRSP, In Trust, Wife
Transaction Type - A 2-digit code indicating the nature of the transaction.
Code Description 00 Initial report of an Insider 10 Purchase or sale carried out in market, excluding exercise of an option 11 Private placement (issuance from treasury) 20 Purchase or sale carried out privately 22 Acquisition or disposition pursuant to a take-over bid 25 Change in nature of ownership 30 Acquisition or disposition under a plan 33 Balance unchanged 35 Stock dividend 40 Purchase or sale of a call option 45 Purchase or sale of a put option 46 Expiration of an option 50 Acquisition of disposition by gift 55 Acquisition by inheritance or by disposition by bequest 60 Short sale 65 Grant of warrants 66 Grant of rights 70 Exercise of warrants 71 Expiration of warrants 75 Exercise of rights 76 Exercise of options 78 Conversion or exchange 82 Capital reorganization 84 Stock split or consolidation 85 Redemption - cancellation 87 Issuer bid 90 Compensation for property 95 Compensation for services 96 Grant of options 97 Other (than referred to above) 98 Not supplied 99 Correction of information (amended report)
Relation - A 4-digit code for insider-issuer relationship Each digit (other than 0) represents a relationship. Therefore, we can describe up to 4 relationships with this field. The codes are as follows:
Code Description
1 Reporting issuer which as acquired securities issued by itself
(or, under the Canada Business Corporation Act, by any of its affiliates.
2 Subsidiary of the reporting issuer.
3 Security holder who beneficially owns or who exercises control or direction
over more than 10% of the securities of the reporting issuer (or, under the
Bank Act and in Quebec, 10% of a class of shares) to which are attached
voting rights or an unlimited right to a share of the profits and in its
assets in case of winding-up.
4 Director of a reporting issuer.
5 Senior officer of a reporting issuer.
6 Director or senior officer of a security holder referred to in 3 above.
7 Director or senior officer of an affiliate (or, under the Bank Act and
in Quebec, a subsidiary) of the reporting issuer, other than in 4,5, and 6 above.
8 Deemed an insider under the Canada Business Corporations Act or the Bank Act.
(Rel'n) Relationship with Issuer (more than one code may apply):
1. Reporting issuer that has acquired securities issued by itself (or by
any of its affiliates - CBCA).
2. Subsidiary of the reporting issuer.
3. Security holder who beneficially owns or who exercises control or
direction over more than 10% of the securities of the reporting
issuer (Bank Act, CCAA, ICA, TLCA, CBCA, and Quebec Securities Act -
10% of a class of shares) to which are attached voting rights or an
unlimited right to a share of the profits and to its assets in case
of winding up.
4. Director of a reporting issuer.
5. Senior officer of a reporting issuer.
6. Director or senior officer of a security holder referred to in 3.
7. Director or senior officer of an affiliate (Bank Act, CCAA, ICA, TLCA
and CBCA) or of a subsidiary of the reporting issuer, other than in
4, 5 and 6.
8. Deemed insider under the Bank Act, CCAA, ICA, TLCA and CBCA.
(Sec. Class) Security Class
BD Bonds RT Rights
CA Class A Shares UT Units
CB Class B Shares WT Warrants
CC Class C Shares SW Special Warrants
CM Common Shares IN Installment Receipts
DB Debentures CF Class F Shares
DD Dividends IR Initial Report
OP Options * Amended Report
PF Preferred Shares
(Nature) Nature of Ownership
0 Direct Ownership
1 Indirect Ownership (identify the registered holder)
2 Control or Direction (identify the registered holder)
Nature of Transaction
10 Acquisition or disposition carried out in the market, excluding the
exercise of an option
11 Private placement (issuance from treasury)
20 Acquisition or disposition carried out privately (already issued
securities)
22 Acquisition or disposition pursuant to a takeover bid or issuer
bid
25 Change in the nature of ownership
30 Acquisition or disposition under a plan
35 Stock dividend
40 Acquisition or disposition of a call option
45 Acquisition or disposition of a put option
46 Expiration of an option
50 Acquisition or disposition by gift
55 Acquisition by inheritance or disposition by bequest
60 Short sale
65 Grant of warrants
66 Grant of rights
70 Exercise of warrants
71 Expiration of warrants
72 Expiration of rights
75 Exercise of rights
76 Exercise of options
78 Conversion or exchange
84 Stock split or consolidation
85 Redemption/retraction/cancellation/repurchase
90 Compensation for property
95 Compensation for services
96 Grant of options
97 Other than referred to above (please explain in Remarks)
99 Correction of information (please explain in Remarks)